Date Submitted: Fri, 31 Jan 2020 13:02:58 GMT

LAW 396 v05 : Securities Regulation

Last edit: Thu, 23 Jan 2020 17:50:00 GMT

Druthers submitted by: drf28
Fall 2020
LLM Adjunct
UserID Name Email
bns8 Summer, Barry
drf28 Fredrickson, David
LAW 396 v05: Securities Regulation
Securities Regulation
W 5:45-7:45p
60 (LAWG: 38/LAWJ: 12/LAWD: 10)
Take-Home Exam


Prior or concurrent enrollment in Corporations.

Would you like to offer the Pass/Fail grading option?

Does this course qualify as a "simulation course"?

Is this course available to distance students?
Is this a mandatory Pass-Fail course?


Personal Information


David Fredrickson has been Chief Counsel and Associate Director of the Division of Corporation Finance at the U.S. Securities and Exchange Commission since March 2014. He oversees the work of the Division's Office of Chief Counsel and Office of Capital Markets Trends and is responsible for providing legal and policy advice. Mr. Fredrickson previously served as an Assistant General Counsel of the SEC from 1998 to 2014, advising the Division and the Commission on implementation of numerous rulemakings, including rules to implement the Sarbanes-Oxley Act, the Dodd-Frank Wall Street Reform and Consumer Protection Act, and the Jumpstart Our Business Startups (JOBS) Act. Before joining the Office of General Counsel in 1997, Mr. Fredrickson spent three years as an enforcement attorney in the SEC’s San Francisco Regional Office. Prior to that, he spent eight years in private law practice, where he specialized in commercial and civil litigation. Mr. Fredrickson received a bachelor's degree from the University of California at Berkeley in 1982 and a law degree from Georgetown University in 1986.

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