Date Submitted: Thu, 31 Jan 2019 20:37:56 GMT

LAW 1110 v00 : Government Enforcement Investigations: A Study at the SEC

Last edit: Thu, 31 Jan 2019 20:37:53 GMT

Druthers submitted by: bsm38
JD Adjunct
UserID Name Email
bsm38 Mitchell, Brent
ren7 Nonaka, Rachel
LAW 1110 v00: Government Enforcement Investigations: A Study at the SEC
Government Enforcement Investigations: A Study at the SEC
Th 5:45-7:45p
18 (LAWJ: 16/LAWG: 2)
Take-Home Exam


We do not assume students have taken any other classes. Prior or concurrent enrollment in Securities Regulation may give you some familiarity with issues covered in this class, but it is not necessary.

Would you like to offer the Pass/Fail grading option?

Does this course qualify as a "simulation course"?

Is this course available to distance students?

Is this a mandatory Pass-Fail course?


Personal Information


Professor Mitchell is a senior counsel in the Enforcement Division of the U.S. Securities and Exchange Commission (SEC). He investigates fraud and other securities violations. With other attorneys, he has brought cases related to issues that include ICO offerings, FCPA violations, accounting fraud, the sale of swaps, and the structuring and sale of CDO bonds. He currently works in the Complex Financial Instruments Unit. Before joining the SEC, Professor Mitchell was a junior partner at Hale and Dorr LLP, primarily litigating intellectual property cases involving plant breeding, lighting, and other technologies. Previously, he was a clerk for Judge Ronald R. Lagueux and a reporter for The Miami Herald.

Key: 7195