Date Submitted: Fri, 17 Jan 2020 15:28:07 GMT

LAW 2044 v00 : Implementation of Financial Market Reform Legislation

Last edit: Thu, 16 Jan 2020 15:35:29 GMT

Druthers submitted by: jpb233
Spring 2021
LLM Adjunct
UserID Name Email
jpb233 Buffa, JonMarc
LAW 2044 v00: Implementation of Financial Market Reform Legislation
Implementation of Financial Market Reform Legislation
M 11:10a-1:10p
45 (LAWG: 30/LAWJ: 15)
Take-Home Exam

Would you like to offer the Pass/Fail grading option?

Does this course qualify as a "simulation course"?

Is this course available to distance students?
Is this a mandatory Pass-Fail course?


Personal Information


Professor Buffa is a Senior Trial Attorney at the Commodity Futures Trading Commission ("CFTC"), where his practice focuses on implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank"), particularly federal regulation of derivative transactions, and conducting various aspects of federal court litigation. Professor Buffa works in the CFTC's Office of Cooperative Enforcement ("OCE") which serves as the primary liaison to our federal and state partners and provides assistance to criminal and civil authorities in investigating and prosecuting commodities law violators.

Professor Buffa previously served as Special Counsel and Policy Advisor to former CFTC Commissioner Scott D. O'Malia where he advised the Commissioner on the implementation and promulgation of regulations pursuant to the Dodd-Frank Act.  He was the CFTC's responsible counsel on the $7 billion fraud case CFTC v. Walsh (WG Trading). He co-authored the CFTC-SEC Joint Study on Algorithmic Descriptions for Complex and Standardized Financial Derivatives and served on the CFTC's Technology Advisory Committee. Professor Buffa has lectured numerous times at the FBI Forensic Accountant Core Training Program and has been a speaker, panelist, and roundtable participant at conferences sponsored by the FBI, Department of Justice, Department of Treasury, Securities and Exchange Commission, and private forums. Prior to joining the CFTC, Professor Buffa served in the counsel's office of Sen. John McCain's presidential campaign and was a whip to the Republican National Committee's Rules Committee and the New Jersey delegation at the Republican National Convention. He was also an attorney at three major national and international law firms prior to joining the CFTC.

Professor Buffa is active in the local community. He is the President of the Beekman Place Condominium Association and was formerly a member of the Parish Pastoral Council (Board of Directors) of the Cathedral of St. Matthew the Apostle in DC. He served as an elected Commissioner on the District of Columbia's Advisory Neighborhood Commission (ANC 1C-08) for the Adams Morgan neighborhood. He is also sits on the Executive Committee of the Federalist Society's Financial Services and Electronic Commerce Practice Group.

Key: 765